What is the difference between Source of Funds and Source of Wealth. Following the SRA Thematic Review we consider this
Blog tagged as Red Flags
Gunpowder Plot - the case of the anonymous letter that alerted the authorities to treason - learn the lessons from history
All Hallows Eve is full of Tricker. But every tale has an underlying lesson.
Short snappy key points on SRA's Warning Notice on Client & Matter Risk Assessments
As an illustration let's look at the concept of Car Maintenance through the lens of AML. Find out more.
We take a deep dive: SRA Warning Notice published on 18 October 2023 The SRA’s Warning Notice (18 October 2023) highlights persistent weaknesses in Client and Matter Risk Assessments (CMRAs), with over half of reviewed assessments deemed ineffective in 2022/23.
The Law Society of Scotland has updated their CMRA guidance. Let's have a look.
Geographical Risk - not only a consideration in your FWRA but also in relation to your clients. Apart from FATF are there any other resources to assist in understanding risk? See this toolkit of information.
Will Digital Wallets be the sole source of truth for the regulated industries?
The Yellow Brick Road is Littered with possibilities.
SRA Annual AML and Sanctions Questionnaire considered.
Key insights regarding AML Inspections
The Law Society of Scotland is the regulator for Scottish Lawyers.
They are also the Anti-Money Laundering regulator body for Scottish Lawyers.
The have a proactive approach to the dissemination of information having produced informa...
Key Takeaways from the HM Treasury Money Laundering Advisory Notice - dated 27 March 2025
FATF February 2025 - What changes have occurred? Check out our blog for further information.
Navigating AML? Let us clarify the common phrases you need to know.
Know your financial crime acronyms. In the Anti-Money Laundering space there is a heavy use of acronyms, knowing them will assist in your understanding.
Discover how a Mock Anti-Money Laundering Audit (AML) Audit can help your regulated firm identify gaps, strengthen compliance, and confidently prepare for your next Regulation 21 AML audit
Office of Financial Sanctions Implementation (OFSI) Legal Services Threat Assessment dated April 2025 - Key Takeaways
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