Short snappy key points on SRA's Warning Notice on Client & Matter Risk Assessments
Blog tagged as Legal Regulation
We take a deep dive: SRA Warning Notice published on 18 October 2023 The SRA’s Warning Notice (18 October 2023) highlights persistent weaknesses in Client and Matter Risk Assessments (CMRAs), with over half of reviewed assessments deemed ineffective in 2022/23.
July 2025, changes on the DAML Exception. Read further, from Hansards to LinkedIn SAR Comment. Learn more.
Key points from the The July 2025 Treasury Response of the 2024 Consultation on Money Laundering
Anti-Money Laundering may not be the reason you entered the profession but it is part of normal business operations
Stay alert. Stay compliant. Don't bite the apple without checking the orchard
The Yellow Brick Road is Littered with possibilities.
Is the lack of an AML Internal Audit (Regulation 21 Audit) a regulatory cause for concern?
SRA Annual AML and Sanctions Questionnaire considered.
Key insights regarding AML Inspections
The Law Society of Scotland is the regulator for Scottish Lawyers.
They are also the Anti-Money Laundering regulator body for Scottish Lawyers.
The have a proactive approach to the dissemination of information having produced informa...
Key Takeaways from the HM Treasury Money Laundering Advisory Notice - dated 27 March 2025
FATF February 2025 - What changes have occurred? Check out our blog for further information.
Navigating AML? Let us clarify the common phrases you need to know.
Discover how a Mock Anti-Money Laundering Audit (AML) Audit can help your regulated firm identify gaps, strengthen compliance, and confidently prepare for your next Regulation 21 AML audit
Office of Financial Sanctions Implementation (OFSI) Legal Services Threat Assessment dated April 2025 - Key Takeaways
Ex-Regulator - Mr Graham MacKenzie provides valuable insights into AML regulation. - Key takeaways from his presentation.
What do onions have in common with AML?
Key take-ways from the live webinar the SRA Sanctions Update - 18/03/25
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