Blog tagged as Client Matter Risk Assessments

SRA Warning Notice on Client & Matter Risk Assessments

SRA Warning Notice on Client & Matter Risk Assessments

Short snappy key points on SRA's Warning Notice on Client & Matter Risk Assessments
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Another Year, Still No Audit?

Another Year, Still No Audit?

UK clients and Sanctions
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Should I worry about Sanctions for UK Clients

Should I worry about Sanctions for UK Clients

UK clients and Sanctions
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Compliance and Car Maintenance

Compliance and Car Maintenance

As an illustration let's look at the concept of Car Maintenance through the lens of AML. Find out more.
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Key takeaways: SRA Warning Notice

Key takeaways: SRA Warning Notice

We take a deep dive: SRA Warning Notice published on 18 October 2023 The SRA’s Warning Notice (18 October 2023) highlights persistent weaknesses in Client and Matter Risk Assessments (CMRAs), with over half of reviewed assessments deemed ineffective in 2022/23.
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Law Society of Scotland Updated their CMRA Guidance

Law Society of Scotland Updated their CMRA Guidance

The Law Society of Scotland has updated their CMRA guidance. Let's have a look.
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