Blog tagged as Risk

Key takeaways: SRA Warning Notice

We take a look at the SRA Warning Notice published on 18 October 2023 The SRA’s Warning Notice (18 October 2023) highlights persistent weaknesses in Client and Matter Risk Assessments (CMRAs), with over half of reviewed assessments deemed ineffective in 2022/23.

Law Society of Scotland Updated their CMRA Guidance

The Law Society of Scotland has updated their CMRA guidance. Let's have a look.

Mastering AML Country Risk

Geographical Risk - not only a consideration in your FWRA but also in relation to your clients. Apart from FATF are there any other resources to assist in understanding risk? See this toolkit of information.

Inherent Risk vs Residual Risk:

A frequent compliance phrase is garbage in garbage out - read more

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