Short snappy key points on SRA's Warning Notice on Client & Matter Risk Assessments
Blog tagged as Regulation
We take a deep dive: SRA Warning Notice published on 18 October 2023 The SRA’s Warning Notice (18 October 2023) highlights persistent weaknesses in Client and Matter Risk Assessments (CMRAs), with over half of reviewed assessments deemed ineffective in 2022/23.
July 2025, changes on the DAML Exception. Read further, from Hansards to LinkedIn SAR Comment. Learn more.
Stay alert. Stay compliant. Don't bite the apple without checking the orchard
Is the lack of an AML Internal Audit (Regulation 21 Audit) a regulatory cause for concern?
SRA Annual AML and Sanctions Questionnaire considered.
Key insights regarding AML Inspections
The Law Society of Scotland is the regulator for Scottish Lawyers.
They are also the Anti-Money Laundering regulator body for Scottish Lawyers.
The have a proactive approach to the dissemination of information having produced informa...
Key Takeaways from the HM Treasury Money Laundering Advisory Notice - dated 27 March 2025
FATF February 2025 - What changes have occurred? Check out our blog for further information.
Discover how a Mock Anti-Money Laundering Audit (AML) Audit can help your regulated firm identify gaps, strengthen compliance, and confidently prepare for your next Regulation 21 AML audit
Office of Financial Sanctions Implementation (OFSI) Legal Services Threat Assessment dated April 2025 - Key Takeaways
What do onions have in common with AML?
When the Wolfs at the door what do you wish your AML house was built of?
A risk based approach and Cinderella's Cautionary Tale
Key take-ways from the live webinar the SRA Sanctions Update - 18/03/25
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