Short snappy key points on SRA's Warning Notice on Client & Matter Risk Assessments
Blog tagged as Guidance
As an illustration let's look at the concept of Car Maintenance through the lens of AML. Find out more.
We take a deep dive: SRA Warning Notice published on 18 October 2023 The SRA’s Warning Notice (18 October 2023) highlights persistent weaknesses in Client and Matter Risk Assessments (CMRAs), with over half of reviewed assessments deemed ineffective in 2022/23.
The Law Society of Scotland has updated their CMRA guidance. Let's have a look.
July 2025, changes on the DAML Exception. Read further, from Hansards to LinkedIn SAR Comment. Learn more.
Key points from the The July 2025 Treasury Response of the 2024 Consultation on Money Laundering
Anti-Money Laundering may not be the reason you entered the profession but it is part of normal business operations
Geographical Risk - not only a consideration in your FWRA but also in relation to your clients. Apart from FATF are there any other resources to assist in understanding risk? See this toolkit of information.
Someone suggested that it could be cheaper for firms to be non-compliant. But are there other considerations?
Is the lack of an AML Internal Audit (Regulation 21 Audit) a regulatory cause for concern?
SRA Annual AML and Sanctions Questionnaire considered.
Key insights regarding AML Inspections
The Law Society of Scotland is the regulator for Scottish Lawyers.
They are also the Anti-Money Laundering regulator body for Scottish Lawyers.
The have a proactive approach to the dissemination of information having produced informa...
Key Takeaways from the HM Treasury Money Laundering Advisory Notice - dated 27 March 2025
FATF February 2025 - What changes have occurred? Check out our blog for further information.
Navigating AML? Let us clarify the common phrases you need to know.
Discover how a Mock Anti-Money Laundering Audit (AML) Audit can help your regulated firm identify gaps, strengthen compliance, and confidently prepare for your next Regulation 21 AML audit
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