Strengthen compliance. Gain confidence.
What’s at Stake
For senior partners and compliance officers in London, the pressure of AML compliance is relentless.
Rules evolve, resources are stretched, and the personal and corporate liability for systemic failure is severe.
The greatest risk is the one you cannot see.
Without an independent, expert assessment, you operate with hidden vulnerabilities that could lead to:
Regulatory Exposure: Unaddressed weaknesses in your framework are liabilities waiting to be exposed by a formal inspection.
Reputational Erosion: A single fine or adverse finding immediately compromises your integrity and client trust.
Uncertainty and Stress: Knowing your firm is exposed creates internal stress and distracts from core business.
The Solution:
Mock Audit
- Confidential, preparatory review
- Identifies risks early
- Builds team confidence
- Practical recommendations without regulatory pressure
Regulation 21 Audit
- Mandatory, independent audit under AML regulations
- Reviews policies, procedures, and controls
- Test compliance across your firm
- Report of findings and recommendations
Our Approach
We make the process straightforward:
Discovery and Scoping - understanding your firm’s size, risk profile, and AML framework.
Review - examine policies, procedures, and sample files.
Interviews and Testing - assess how AML processes work in practice.
Audit Report - clear findings, practical recommendations.
Follow‑Up - Optional support to implement improvements.
What You Gain
Clarity
Confidence
Practical steps to strengthen your systems
The process begins with a confidential discussion to define the scope of the assessment and align our mandate with your firm’s unique regulatory profile.
Quick Contact - AML
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