Not every firm is ready — or required — to undergo a full AML audit.

But that doesn’t mean you should go without a second opinion.

Our AML Documentation Review service is designed for regulated firms that want a fresh perspective on key compliance documents — without committing to a full-scale audit.

We offer a tailored, standalone review of the documentation that forms the backbone of your AML compliance. 

This may include:

• Firm-Wide Risk Assessment (FWRA)
  Does it reflect your actual risk profile, services, clients, and geography?

• Policies, Controls & Procedures (PCPs)
  Are your AML policies up to date, aligned with LSAG guidance, and practically usable by staff?

• Other Documents (upon request)
  e.g., client matter risk templates, escalation policies, training records, etc.

Even well-drafted documents can benefit from an impartial set of eyes.

We help you identify:

✔️ Outdated or boilerplate language
✔️ Gaps between documented procedure and actual practice
✔️ Inconsistencies across policies
✔️ Missed regulatory references or LSAG factors
✔️ Opportunities to improve clarity, usability, and governance

This is not an audit. We do not access client files, interview staff, or scrutinise systems.

We simply review the documentation you choose to share and provide practical, independent feedback.

Following our review, you’ll receive:

• A short written summary of key observations

• Comments or suggestions 

• Option for a follow-up call to discuss findings

• Firms not ready for a full audit
• Firms that do not require a full audit 
• Firms who wish to proactively demonstrate commitment to compliance
• Firms who have recently updated their FWRA or PCPs and want to have a detailed conversation about their documentation
• Firms who wish to have a detailed conversation about their documentation

Whether you’re updating your AML framework, responding to new guidance, or just want peace of mind — our AML Documentation Review gives you clarity without complexity.

💬 Book a fixed-fee review today or request a free 15-minute consultation.

Let’s make your AML documentation work for you — not against you.