Supporting Your KYC Team
Practical, Flexible AML & KYC Analyst Support for Law Firms
At Alexander Christian, we provide short-term, flexible support to help law firms meet their AML obligations with confidence. Whether you're preparing for an audit, onboarding a complex client, or managing staff shortages, we can assist—working securely within your systems and under your supervision.
Why Due Diligence Matters
KYC & CDD: The Bedrock of AML Compliance
Know Your Customer (KYC) and Customer Due Diligence (CDD) are the first line of defence against financial crime. These processes are critical for identifying clients, understanding the nature of their business, and assessing the risk they present to your firm. Without robust due diligence, firms risk breaching regulations and unknowingly facilitating criminal activity.
At Alexander Christian, we support your compliance framework with tailored, confidential assistance that aligns with your firm’s procedures, risk appetite, and regulatory responsibilities.
Short Term, Flexible Compliance Support – Within Your Framework
At Alexander Christian, we understand that managing AML obligations can be resource-intensive — especially during audits, onboarding spikes, or staff shortages. That’s why we offer KYC / AML Analyst support to help firms meet their obligations without compromising on quality or compliance.
What We Offer
We provide hands-on support with:
Reviewing client onboarding files and due diligence documentation
Performing KYC / CDD checks to your internal standards
Conducting risk assessments and flagging high-risk clients
File review and remediation
Preparing documentation for internal audits or external reviews
Supporting ongoing due diligence logs and record keeping
Helping manage onboarding backlogs or increased due diligence for specific matters
All work is carried out under strict confidentiality, aligned with your firm’s data protection and AML governance frameworks.
Key Responsibilities & Boundaries
While we integrate into your team, these safeguards remain in place:
Your firm retains overall responsibility for work undertaken
You provide system access, case allocation, and training
You provide access to your KYC / AML tools and training
We do not submit reports to the NCA, government bodies or regulators on your behalf
We do not offer regulated Audit Services within this support role
Your MLRO, COLP, COFA and senior management remain responsible for governance, oversight, and reporting
This support is designed to supplement your internal team—not replace your regulatory controls or legal advice.
When to Use This Support Service:
- Staff absence or short-term cover needed
Preparing for an internal/external AML audit
Onboarding spike or client due diligence backlog
Scaling up
Support during regulatory scrutiny or post-visit remedial work
Need a Formal Audit Instead?
If you're looking beyond analyst support, we also offer structured reviews:
Mock AML Audits – internal readiness checks for continuous improvement
Regulation 21 Audits – required for firms (based on size/nature) to demonstrate independent internal audit function
File Reviews – reviewing the quality, consistency and completeness of your Client Matter Risk Assessments (CMRAs)
AML Staff Interviews – to assess actual awareness, training impact, and cultural engagement
Historical Reviews & Mitigation – gap analysis and remediation of legacy files
Post-Audit Remediation – file reviews for missing or weak Source of Funds checks or risk classification gaps
KYC Support vs KYC Remediation – What’s the Difference?
KYC Support and KYC Remediation are distinct but complementary services:
| KYC Support | KYC Remediation |
|---|---|
| Focuses on day-to-day file opening, onboarding, risk rating and verifying clients in line with your firm’s FWRA and PCPs. | Reviews existing or historic client files to identify gaps, inconsistencies or missing risk documentation. |
| Often used during periods of high demand (e.g. onboarding surges, audits, or staff shortages). | Often used after audits, during quality assurance reviews, or when preparing to report or respond to a regulator. |
| Helps you meet your current AML obligations and maintain momentum with live matters. | Helps you correct legacy issues and ensure your records stand up to scrutiny. |
| Hands-on compliance resource working within your framework. | Forensic-style review and clean-up of your AML file estate. |
Flexible Engagement Options
We offer flexible day rates or fixed project-based fees tailored to your firm's size and structure.
Contact Us
If you’re seeking practical, professional, and confidential KYC or AML assistance, we’re here to help. Book a no-obligation discussion to explore how we can support your team.
📩 Book your appointment today
Book your appointment today
Quick Reference: Acronyms & Phrases
| Acronym and Phrases | Meaning |
| AML | Anti-Money Laundering |
| CDD | Client Due Diligence |
| KYC | Know your client |
| LSAG | Legal Sector Affinity Group |
| MLR | Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 |
| Mock Audit | Internal simulation to assess AML compliance readiness |
| Regulation 21(1)(c) | This the regulatory requirement to have an independent internal audit function - subject to size and nature |